Nex Systems
Type not stated

ALEXANDRA SAHRAIE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/22/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051051601 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Alexandra Sahraie, Respondent Former Investment Company Shares and Variable Contracts Representative CRD No. 6114524 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement oft he alleged rule violations described

    Reference 2016051051601data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.