Type not stated

ALEXIS C. KORYBUT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/26/2007: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v, Alexis C. Korybut, CRD No. 2361771, Respondent. Disciplinary Proceeding No. E0720040023 01 Hearing Officer - Andrew H. Perkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 26, 2007 INTRODUCTION Disciplinary Proceeding No. E0720040023 01 was filed on December 29, 2006, by the Department of Enforcement of NASD ("Complainant"), and the Amended Complaint in this matter was filed on March 5, 2007.

    Reference E072004002301data-portal.finra.orgfinra.org

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