Nex Systems
Type not stated

ALFREDO F. AYME

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/28/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039410601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alfredo F. Ayme, Respondent General Securities Principal CRD No. 1531433 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2014039410601data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/16/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016159201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Martinez-Ayme Securities, Respondent Member Firm CRD No. 109838 Alfredo F. Ayme, Respondent General Securities Principal CRD No. 1531433 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents, Marttnez-Ayrrie Securities and Alfredo F. Ayme,

    Reference 2009016159201finra.orgdata-portal.finra.org

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