Nex Systems
Type not stated

ALI TAJ

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/07/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010025512402 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ali Taj, Respondent General Securities Representative, General Securities Principal and Financial and Operations Principal CRD No. 3146053 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Ali Taj, submit this Letter of Acceptance, Waiver and Consent

    Reference 2010025512402data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.