Alissa M. Ponzurick
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/23/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031149701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alissa M. Ponzurick (previously known as Youngblood), Respondent Associated Person CRD No. 5522792 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2012031149701data-portal.finra.orgfinra.org
Other names1
Previously known as1
Names the source records this subject as having used before.
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