Nex Systems
Type not stated

ALKA SINGH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/22/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110260605 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alka Singh, Respondent CRD No. 5637970 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below. This AWC is submitted on the condition that, if accepted FINRA will not

    Reference 2011026060502finra.orgdata-portal.finra.org

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