Nex Systems
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ALLAN A. SCHEER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/18/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Allan A. Scheer, CRD No. 2775825 Respondent. Disciplinary Proceeding No. 20090193306 Hearing Officer Matthew Campbell ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 18, 2011 INTRODUCTION Disciplinary Proceeding No. 20090193306 was filed on August 4, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Allan A. Scheer submitted

    Reference 2009019330601data-portal.finra.orgfinra.org

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