Nex Systems
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ALLEN B. HOLEMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/13/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. ALLEN HOLEMAN (CRD No. 1060910), RESPONDENT. DISCIPLINARY PROCEEDING No. 2014043001601 COMPLAINT The Department of Enforcement alleges: Summary 1. The Internal Revenue Service (''IRS") filed tax liens against Allen Holeman on April 23, 2009, September 24,2009, and May 11,2011. The liens totaled more than $116,000, and two remain outstanding. Holeman willfully failed to amend his Form U4

    Reference 2014043001601data-portal.finra.orgfinra.org

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