Nex Systems
Type not stated

Allen & Company of Florida Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/22/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044874601 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Allen & Company of Florida, Inc., Respondent CRD No. 25 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Allen & Company of Florida Inc. (“ACF” or “Respondent”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2015044874601data-portal.finra.orgfinra.org

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