Nex Systems
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ALLISON D. SALKE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/12/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011029203702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Allison D. Salke, Respondent Chief Executive Officer, Gordon & Co. CRD No. 1995738 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on

    Reference 2011029203702data-portal.finra.orgfinra.org

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