Nex Systems
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ALLYSON MARTA SALDANA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/06/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009021036601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Allyson Marta Saldana CRD No. 2548714 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Allyson Saldana, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below.

    Reference 2009021036601finra.orgdata-portal.finra.org

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