Nex Systems
Type not stated

ALVARO MADERO

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/11/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. ## C10050017 TO: Department of Enforcement NASD RE: Actinver Securities Inc. ("Actinver Securities") (BD No. 41139) and Alvaro Madero ("Madero"), General Securities Principal (CRD No. 2155183) Pursuant to Rule 9216 of NASD Code of Procedure, Respondents Actinver Securities and Madero (collectively, "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference C10050017data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.