Nex Systems
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Alyssa J. Rakovich

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/21/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047359101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Alyssa J. Rakovich, Respondent General Securities Sales Supervisor and General Securities Representative [CRD No. 300477] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Alyssa J. Rakovich (“Rakovich” or “Respondent”), submits this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2015047359101data-portal.finra.orgfinra.org

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