Nex Systems
Type not stated

AMERICAN EASTERN SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/13/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0220040041-02 TO: Department of Enforcement NASD RE: American Eastern Securities. Inc., Member Firm CRD No. 25621 Trangchong Hung a.k.a. Charles Hung, General Securities Representative and General Securities Principal CRD No. 2006307 Pursuant to Rule 9216 of NASD Code of Procedure, Trangchong Hung a.k.a. Charles Hung ("Hung"), individually and on behalf of American Eastern Securities, Inc.

    Reference E022004004102data-portal.finra.orgfinra.org

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