Nex Systems
Type not stated

AMERICAN INVESTORS GROUP INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/13/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030783101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: American Investors Group, Inc., Respondent CRD No. 10020 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, American Investors Group, Inc., submits this Letter of Acceptance, Waiver, and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2012030783101data-portal.finra.orgfinra.org

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