Nex Systems
Type not stated

AMERICAN SKANDIA MARKETING INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/11/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E112005005201 TO: Department of Enforcement NASD RE: American Skandia Marketing, Inc. BD No. 21570 Pursuant to Rule 9216 of NASD Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against us alleging violations based on the same

    Reference E112005005201data-portal.finra.orgfinra.org

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