Nex Systems
Type not stated

AMERITAS INVESTMENTS CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/04/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2014043064701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ameritas Investment Corp., Respondent CRD No. 14869 Pursuant to FINRA Rule 9216 of F[NRA's Code of Procedure, Ameritas Investment Corp. (''AIC") submits this Letter of Acceptance, Waiver, and Consent (''AWC') for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2014043064701data-portal.finra.orgfinra.org

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