Nex Systems
Type not stated

AMG DISTRIBUTORS INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/30/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035037001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: AMG Distributors, Inc., Respondent Member Firm CRD No. 27314 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, AMG Distributors, Inc. (the "Firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2013035037001data-portal.finra.orgfinra.org

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