Nex Systems
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AMIR AQEEL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/26/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Amir Aqeel, CRD No. 5151040, Respondent. Disciplinary Proceeding No.2008012703401 Hearing Officer: MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 26, 2011 INTRODUCTION Disciplinary Proceeding No. 2008012703401 was filed on February 23, 2010 and amended on June 16, 2010, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA)(Complainant). Respondent Amir Aqeel

    Reference 2008012703401data-portal.finra.orgfinra.org

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