Type not stated

AMIR MIRESKANDARI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/24/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C05050027 TO: Department of Enforcement NASD RE: The Lugano Group Incorporated, Respondent [CRD No. 38655] and Harold E. Doley, III, Respondent General Securities Principal and General Securities Representative [CRD No. 1562598] and Amir Mireskandari, Respondent Introducing Broker-Dealer/Financial and Operations Principal, General Securities Principal and General Securities Representative [CRD No. 2622452] Pursuant to Rule 9216 of the NASD Code of Procedure,

    Reference C05050027data-portal.finra.orgfinra.org

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