Nex Systems
Type not stated

ANASTAS KALAIDJIEV

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/21/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ANASTAS KALAIDJIEV (CRD No. 5498837), Respondent. Disciplinary Proceeding No. 2008013050901 Hearing Officer - LBB DEFAULT DECISION August 21, 2009 Respondent is suspended for two years for providing an oral, rather than written, response to requests for information and failing to provide requested documents, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110. Respondent is

    Reference 2008013050901data-portal.finra.orgfinra.org

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