Nex Systems
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ANDRE PAUL YOUNG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/20/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034319701 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Andre Paul Young, Respondent CRD No. 2901804 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Andre Paul Young ("Young") submits this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2012034319701data-portal.finra.orgfinra.org

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