Nex Systems
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Andre Watson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/10/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049458801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Andre Watson, Respondent Former Registered Representative CRD No. 3256059 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Andre Watson, submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2016049458801finra.orgdata-portal.finra.org

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