Nex Systems
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ANDRES F. TALERO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/13/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044201102 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Andres F. Talero, Respondent General Securities Representative CRD No. 4281352 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Respondent Andres F. Talero ("Talero"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2015044201102data-portal.finra.orgfinra.org

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