Nex Systems
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ANDREW ACKERLUND

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/07/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080157319 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Andrew Ackerlund, Respondent Former Registered Representative CRD No. 2201801 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2008015731901data-portal.finra.orgfinra.org

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