Nex Systems
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Andrew Benjamin Edenbaum

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/21/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067007401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Andrew Benjamin Edenbaum (Respondent) General Securities Representative (GSR) CRD No. 3040543 Pursuant to FINRA Rule 9216, Respondent Andrew Benjamin Edenbaum submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2020067007401finra.orgdata-portal.finra.org

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