Nex Systems
Type not stated

ANDREW C. POWELL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/17/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA") OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ANDREW C. POWELL, (CRD No. 4826369) Respondent. Disciplinary Proceeding No. 2009016221401 Hearing Officer: AHP ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2009016221401 was filed on June 9,2010, by the Department of Enforcement (Enforcement) of the Financial Industry Regulatory Authority

    Reference 2009016221401data-portal.finra.orgfinra.org

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