Nex Systems
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Andrew Fairchild

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/06/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060848101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Andrew Fairchild, Respondent General Securities Representative CRD No. 1959274 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Andrew Fairchild submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violation described below.

    Reference 2018060848101data-portal.finra.orgfinra.org

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