Nex Systems
Type not stated

ANDREW K. O'FEE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/25/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Andrew K. O'Fee, General Securities Representative [CRD No. 1887127], Respondent. DISCIPLINARY PROCEEDING No. 2008012052401 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 25, 2010 INTRODUCTION Disciplinary Proceeding No. 2008012052401 was filed on December 8, 2009, by the Department

    Reference 2008012052401data-portal.finra.orgfinra.org

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