Nex Systems
Type not stated

ANDREW P. SCHNEIDER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/07/2005: BEFORE THE NATIONAL ADJUDICATORY COUNCIL NASD In the Matter of Department of Enforcement, Complainant, vs. Andrew P. Schneider West Palm Beach, FL, Respondent. Respondent engaged in outside business activities without providing his member firm with written notice. Held, Hearing Panel's findings and sanctions affirmed. APPEARANCES For the Complainant: Leo F. Orenstein, Esq., Department of Enforcement, NASD For the Respondent: Michael Scher, Esq.

    Reference C10030088data-portal.finra.orgfinra.org

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