Nex Systems
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ANDREW WALTER HOLTMEYER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, V. ANDREW WALTER HOLTMEYER, CRD NO. 1924765, RESPONDENT. Disciplinary Proceeding No. 2007007959701 Hearing Officer - AWH ORDER ACCEPTING OFFER OF SETTLEMENT Date: May 19, 2008 INTRODUCTION Disciplinary Proceeding No. 2007007959701 was filed on November 2, 2007, by the Department of Enforcement of the Financial Industry

    Reference 2007007959701data-portal.finra.orgfinra.org

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