Nex Systems
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Angel L. Gulizio

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/13/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081399401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Angel L. Gulizio (Respondent) Investment Company and Variable Contracts Products Representative CRD No. 5311672 Pursuant to FINRA Rule 9216, Respondent Angel L. Gulizio submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2024081399401data-portal.finra.orgfinra.org

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