Nex Systems
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Angel Lynn Simpson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/15/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063651401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Angel Lynn Simpson General Securities Representative CRD No. 6488474 Pursuant to FINRA Rule 9216, Respondent Angel Simpson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA

    Reference 2019063651401data-portal.finra.orgfinra.org

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