Nex Systems
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Angel Wynette Bardeche

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/06/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062628701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Angel Wynette Bardeche (Respondent) Former General Securities Representative CRD No. 4698117 Pursuant to FINRA Rule 9216, Respondent Angel Wynette Bardeche submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019062628701data-portal.finra.orgfinra.org

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