Nex Systems
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ANGELA DUYAO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/16/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Complainant, v. Angela Duyao, CRD No. 2139976, Respondent. Department of Enforcement, Disciplinary Proceeding No. 2012031810102 Hearing Officer: MAD V. ORDER ACCEPTING OFFER OF - SETTLEMENT Date: August 16, 2013 INTRODUCTION Disciplinary Proceeding No. 2012031810102 was filed on February 1, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Angela Duyao submitted an

    Reference 2012031810102data-portal.finra.orgfinra.org

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