Nex Systems
Type not stated

ANGELISA SAVAGE-BRYANT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/06/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E072004064201 TO: Department of Enforcement NASD RE: Angelisa Savage-Bryant, Respondent Investment Company and Variable Contracts Products Representative [CRD No. 3232125] Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC) for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not

    Reference E072004064201data-portal.finra.orgfinra.org

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