Nex Systems
Type not stated

ANGELO DAVID CASTRICONE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/29/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008012259801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Angelo David Castricone, Respondent Limited Representative - Investment Company and Variable Contracts/Products CRD No. 3022052 Pursuant to NASD Rule 9216 Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2008012269801data-portal.finra.orgfinra.org

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