Nex Systems
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ANGELO MASUT JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/10/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C05050020 TO: Department of Enforcement NASD RE: Raymond James & Associates, Inc., Respondent [CRD No. 705] and Angelo Masut, Jr., Respondent General Securities Representative [CRD No. 1245245] Pursuant to Rule 9216 of the NASD Code of Procedure, Raymond James & Associates, Inc., and Angelo Masut, Jr. submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference C05050020data-portal.finra.orgfinra.org

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