Nex Systems
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ANGELO PERRI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/14/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044462701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Angelo Perri, Respondent CRD No. 6419125 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Angelo Perri ("Perri"), submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2015044462701finra.orgdata-portal.finra.org

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