ANGELO TALEBI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/11/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042834201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Angelo Talebi, Respondent CRD No. 2243829 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Angelo Talebi ("Talebi"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that
Reference 2014042834201data-portal.finra.orgfinra.org
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