Nex Systems
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ANIL K. CHATURVEDI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/19/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT DEPARTMENT OF ENFORCEMENT NO. 2011028756701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anil K. Chaturvedi, Respondent Former Registered Representative CRD No. 2421737 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Anil K. Chaturvedi (“Respondent or “Chaturvedi”) submits this Letter of Acceptance,

    Reference 2011028756701data-portal.finra.orgfinra.org

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