Nex Systems
Type not stated

ANITA BRYANT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. No. 2009016911207 Joseph Tucciarone (CRD No. 1060717), Anita Bryant (CRD No. 1688535), and Susan Lauletta (CRD No. 2655117), Respondents. DISCIPLINARY PROCEEDING Hearing Officer - LOM ORDER ACCEPTING OFFER OF SETTLEMENT Date: December 10, 2012 INTRODUCTION Disciplinary Proceeding No. 2009016911207 was filed on March 5, 2012, by the Department of Enforcement of the Financial

    Reference 2009016911207data-portal.finra.orgfinra.org

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