Nex Systems
Type not stated

ANTHONY CAMPEN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/10/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E3A2002001601 TO: Department of Enforcement NASD RE: Presidential Brokerage, Inc., Member CRD No.28784 Anthony Campen, General Securities Principal CRD No. 1959903 Eric Lempe, General Securities Representative CRD No. 1483459 Pursuant to Rule 9216 of NASD Code of Procedure, we [or Respondents] submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This

    Reference E3A2002001601data-portal.finra.orgfinra.org

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