Nex Systems
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Anthony DeJohn

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/14/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065015901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Anthony DeJohn, Respondent Former General Securities Representative, Former General Securities Sales Supervisor, and Former General Securities Principal CRD No. 2664760 Pursuant to FINRA Rule 9216, Respondent Anthony DeJohn submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020065015901finra.orgdata-portal.finra.org

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