Nex Systems
Type not stated

ANTHONY DIGIOVANNI SR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/14/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024977701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony DiGiovanni, Sr. CRD No. 601698 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Anthony DiGiovanni, Sr. ("DiGiovanni Sr."), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2010024977701data-portal.finra.orgfinra.org

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