Nex Systems
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ANTHONY GARY EPPS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/17/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036690501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony Gary Epps, Respondent General Sales Representative CRD No. 1030645 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Anthony Gary Epps ("Epps") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2013036690501data-portal.finra.orgfinra.org

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