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ANTHONY INKUMSAH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/14/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017023601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony Inkumsah (CRD# 3127813) ("Inkumsah" or "Respondent") General Securities Representative, Respondent Pursuant to FINRA Rule 9216 of FINRA' s Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below

    Reference 2009017023601finra.orgdata-portal.finra.org

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