Nex Systems
Type not stated

ANTHONY J. DIGIOVANNI JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENTOF ENFORCEMENT, Complainant, v. SEABOARD SECURITIES INC. (CRD No. 755); ANTHONY J. DIGIOVANNI SR. (CRD No. 601698); ANTHONY J. DIGIOVANNI JR. (CRD No. 4787615); and SONYA T. STILL (CRD No. 4235212) Respondents. Disciplinary Proceeding No. 2007008724801 Hearing Officer RSH ORDER ACCEPTING OFFER OF SETTLEMENT AUGUST 9, 2010 INTRODUCTION Disciplinary Proceeding No. 2007008724801 was filed on March 24, 2009 by the Department

    Reference 2007008724801data-portal.finra.orgfinra.org

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