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Anthony J. Russo

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/14/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013863701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jefferies & Company, Inc., Respondent Member Firm BD No. 2347 Anthony J. Russo, Respondent Registered Representative CRD No. 2276753 Robert A. D'Addario, Respondent Registered Representative CRD No. 2622932 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure,

    Reference 2008013863701data-portal.finra.orgfinra.org

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