Nex Systems
Type not stated

ANTHONY J. TRIMBOLI

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/05/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007010575901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony J. Trimboli, Respondent Non-Registered Fingerprint Person CRD NO. 4734730 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Respondent Anthony J. Trimboli submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2007010575901data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.